Hilft Banken, Kreditgenossenschaften und anderen Finanzorganisationen, Risikoratings, Compliance-Tests, Richtlinien und offene Maßnahmen in einer Plattform zu verbinden, mit Verantwortlichen, Fristen und Berichten über Geschäftsbereiche.
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Enterprise RCSA reports across business units with drill-down
Board-ready executive dashboards and real-time risk metrics
Power BI reports
Kategorien: Risikomanagement
Scheduled risk and control self-assessments
AI-recommended risks and controls from submitted regulatory documents
Importable standardized risk taxonomies
Kategorien: Risikomanagement
AI-augmented identification of out-of-tolerance risks
Trend and velocity analysis of KRIs
Scenario analysis in Power BI
Inherent, residual, current and predicted risk views
Kategorien: Risikomanagement
Inherent and residual scoring from impact and likelihood or company-defined criteria
Control effectiveness from efficacy, implementation percentage and weightage
Current rating updated in real time against tolerance
Kategorien: Risikomanagement
Operational risk and control self-assessment
Control testing workflows
Central risk register with business-unit rollup
Kategorien: Risikomanagement
Compliance monitoring and testing
Regulatory change management
Policy and procedure document management
Complaints, examinations and training management modules
Kategorien: Risikomanagement
Issue types for internal or external audit findings and improvement plans
Regulatory examination and findings management
Kategorien: Risikomanagement
Impact and likelihood ratings entered directly or through company-defined questions
Controls linked to risks with efficacy, implementation percentage and weightage
Current risk rating calculated in real time
Kategorien: Integrated Risk Management
Inherent, residual and current operational risk ratings with controls and owners
Control testing with design and operating effectiveness workflows
Business-unit rollup against a shared taxonomy
Kategorien: Integrated Risk Management
AI-augmented identification of risks outside tolerance
Trend and velocity analysis of internal and external data
FRED and FFIEC peer data and Power BI dashboards
Kategorien: Integrated Risk Management
Issue types for internal or external audit findings and remediation plans
Regulatory examination and findings management
Kategorien: Integrated Risk Management
Incident tracking with configurable workflows, forms and due dates
Evidence attachments, comments and audit trail
Power BI dashboards of issue status
Kategorien: Integrated Risk Management
KRI and KPI engine with defined variables
Calculated KRIs through a Formula Editor, weighted by risk taxonomy
Threshold triggers with upper and lower bounds
KRI data by manual input, API or SFTP import
Kategorien: Integrated Risk Management
Scheduled periodic or recurring risk assessments
Concurrent assessments with independently tracked progress
Action items linked to risks and assessments
Enterprise-level reports with drill-down
Kategorien: Integrated Risk Management
Tracking of compliance activities, owners, deadlines and evidence
Mapping tests and risks to regulations
Integrated compliance calendar and customizable executive dashboard
Kategorien: Compliance
Regulatory examination requests, owners, deadlines and documents
Examiner findings, commitments and action items
Issue types for internal or external audit findings and improvement plans
Kategorien: Compliance
Central repository of risks, controls, mitigation plans and owners
Inherent and residual risk ratings with shared definitions
Dashboards of risks outside tolerance and remediation actions
Kategorien: Compliance
Document version management
Access control and approval workflows for policies and procedures
Kategorien: Compliance
Automated alerts and email notifications with due dates to owners
Assignment routing with due-date notifications and escalation rules
KxI triggers for risk threshold levels
Kategorien: Compliance
Automated scheduling and execution of compliance test series
Closing memo creation and notification
Real-time management visibility into compliance program progress
Kategorien: Compliance
Work papers retained with test milestones and results
Document version management
History and activity tracking (audit trail) on issues
Kategorien: Compliance
Configurable incident and issue workflows with data-collection forms
Automated alerts, due dates and calendar
Evidence attachments, sub-tasks, comments and audit trail
Web forms for non-users to submit issues
Kategorien: Compliance
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